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| President; Chairman and CEO, Securities America Advisors and Securities America, Inc. | Steven (Steve) McWhorter |
|---|---|
| President, CFO, and COO, Securities America, Inc.; CFO and COO, Securities America Advisors | James D. (Jim) Nagengast |
| SVP and Chief Marketing Officer, Securities America, Inc.; President, Securities America Advisors | Janine Wertheim |
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